Showing posts with label Language. Show all posts
Showing posts with label Language. Show all posts

Sunday, 3 March 2019

They grew out of their name—a language ramble in Ent country


I am a great admirer of the way in which Tolkien coined English-language names for people and places, events and phenomena, and I’ve written several pieces about this aspect of his artistry. The thing that I find so interesting about these words and names is that when you investigate, you find that each one has, as it were, two parents or pedigrees, two etymologies. There is firstly the real origin or derivation of the word, of which Tolkien, as a former lexicographer and a philologist, would have been fully aware. But secondly there is the meaning which he has attached to the word, which is dependent on interpreting the elements of the word in a completely different way, so that, in effect, Tolkien has made a pun. A learned and sometimes almost impenetrable pun, but essentially a pun. And I think that he couldn’t help looking at words like this, with one eye to its apparent, but inauthentic, constituents, even while knowing the real meaning and origin perfectly well. A thesis that I have put forward before is this: Tolkien was regularly attracted imaginatively to particular words, that he ruminated both philologically and imaginatively on them, and that he was attracted by their potential for punning interpretation. I’d like to do something which one really shouldn’t: because I can’t think of an existing term to describe words of this kind, I’m going to coin one. I’m calling such words latchwords, indicating that these words latched on to his imagination, or that he latched on to them imaginatively. 

A simple example of a latchword is waybread. It is, or was, in the real word, the name of a plant, and its second element is not the ordinary word bread at all, but a long-obsolete derivative of the adjective broad, so that it means ‘the broad-leaved plant that grows by the path’; but Tolkien latched on to the resemblance of the second element to the ordinary word bread and so assigned the word as the English equivalent of lembas. Now, in the case of lembas it may be that he had already invented the idea of the special elvish food that keeps you on your feet on a long journey, and subsequently evolved the English word for it—it’s not clear, as the two words’ first appearance comes in the same sentence in the same draft. But I think that in quite a number of cases the latchword came first and the thing, or person, took shape from the suggestive components of the word. Hence my title ‘They grew out of their name’. And I’ll look at some names in the first part of the talk.

What is interesting here is that we can see two sides to Tolkien’s mind and imagination. I won’t say that they are in conflict, because it’s clear that all the machinery of ‘scientific’, evidence-based,  historical linguistics appealed enormously to his imagination, so it’s not a case of compliance to dry facts versus the appeal of soaring fantasy. His mind and his creative imagination were stimulated by factual philology, and part of this stimulation were the glimpses of the other possibilities, things not true in the real world that could be used in his mythological world, his Legendarium. And it seems evident to me that this duality does not simply apply to word derivation and the laws of sound change. It also applies to other aspects of language. I have spoken and written on other occasions on Tolkien’s engagement with the idea that the sound of a word can symbolize its meaning. For him there were particular syllables or roots that by their phonetic shape aesthetically suggested their meaning. This is not an idea encouraged by orthodox linguistics. And in Treebeard’s conversation with Merry and Pippin, which I’ll come to in the second part of the talk, there are glimpses of other imaginatively appealing but somewhat unorthodox ideas about words and names.

In Ent Country we are in a land defined by Old English names, or modern English names based on Old English models or elements. (A list can be found in Arden Smith’s Germanic Linguistic Influence on the Invented Languages of J. R. R. Tolkien (1997), p. 63). Even though Fangorn Forest is referred to by its elvish name, this might almost have been adopted to conceal the identity of its eponymous oldest inhabitant. This country is of course Rohan or the Riddermark, and even though the Rohirrim have only lived there 500 years or so, they have bestowed Anglo-Saxon names on the whole region. They themselves are in reality recent intruders into the region where the Ents have lived for millennia, yet conceptually, and hence linguistically, the Ents are simply a minor part of the landscape, and by now, only a legendary part. They themselves are never seen, but the name given to them by humans has been attached to parts of the region such as the River Entwash. I’d like to start by looking at some of these place names in order to illustrate the duality of composition—actual and imaginative—which I’ve just mentioned.

On the far eastern side of this region is a tract of marshland named Wetwang. Sadly, Wetwang plays no part in the story as finally conceived in LR, but it looks as if originally it was going to have more effect on the quest. Early maps show that the Anduin went right through it.

HME VII p. 287 CT: ‘The first occurrence of the Wetwang’: p. 268 ‘There they must decide because the Wetwang Palath Nenui lies before them.’

Perhaps any adventures Tolkien vaguely envisaged when writing the early parts of the story were eventually transferred to the Dead Marshes, which, indeed, make having another marshland just to the southwest seem rather redundant. Wetwang is a splendid name, and if you know the East Riding of Yorkshire you may know that it is the name of a small town there. Tolkien spent some time during the First World War in the East Riding, so he is very likely to have become aware of the name, and I suggest that it became a latchword; but what it looks like and what it really is are different. If you know, as Tolkien would already have done, that wang is an Old English and  Germanic word for a plain or field, then the place name looks like ‘wet plain’: and this is how it is used in LR, for its Sindarin equivalent is Nindalf ‘watery plain’.

S. Nindalf ‘watery plain’, therefore wet + wang < OE wong, wang ‘plain, field’ (cogn. ON. vangr: OED wong n.)

But although some authorities think this is the true etymology of the Yorkshire place name (they cite nearby Driffield as being the ‘dry field’ by contrast), the general opinion is that it comes from Old Norse vætt-vangr ‘field for the trial of a legal action’

Yorkshire place name Wetwang, Domesday Wetuuangha  < (1) ON. vætt-vangr ‘field for the trial of a legal action’; (2) ‘wet field’ cf. Driffield ‘dry field’ (but may be ‘dirt field’)

Now Tolkien was quite capable of reinterpreting the name from his own imagination. But he may have been influenced by an Old English text he will have known well, the so-called Leiden Riddle, which uses the phrase se weta wong, and indeed is cited by the OED to illustrate the adjective wet.

OED WET a. sense 3a: Leiden Riddle (trans. Anglo-Saxon bishop Aldhelm’s Latin riddle De Lorica (‘the Mail-coat’): Mec se ueta uong, uundrum freorig, ob his innaðae ærest cændæ (‘Me the wet plain wondrously cold from its womb first brought forth’); se weta wong trans. tellus.

But I suspect that the story doesn’t end there. You may know that a close colleague of Tolkien’s at Leeds University was E. V. Gordon, with whom he collaborated on editing Gawain, and with whom he shared an enthusiasm for Old Norse. Tolkien advised Gordon on his textbook An Introduction to Old Norse. In that book, text III. 12 is a runic inscription from the famous Rök stone; and in it is a line translated by Gordon ‘where the steed of Gunn [an expression meaning ‘wolf’] sees food on the field of battle’. The word translated ‘field of battle’ is in runic letters uituanki, representing Old East Norse wetwangi, dative of wetwangr ‘battlefield’, which is in fact the very same word as the etymon of the Yorkshire place name that we started with.

E. V. Gordon Introduction to Old Norse (1927) text III. 12, runic inscription (c. 900) Stone of Rök in Sweden: ‘where the steed of Gunn [an expression meaning ‘wolf’] sees food on the field of battle’; ‘field of battle’ = runic uituanki = Old East Norse wetwangi, dative of wetwangr ‘battlefield’ = West Norse vættvangr ‘place where a battle, assault, or manslaughter has happened’, ‘place where people are summoned for trial’ (> Yorkshire place name Wetwang).

If in a dialect of Norse wetwang- could mean ‘battlefield’, then perhaps it explains why Tolkien’s Wetwang is very close on the map to his Dagorlad, ‘battleplain’, the site of the great defeat of Sauron at the end of the Second Age.

Next a brief word about the two regions of Rohan known as the West and East Emnet. This is not a point about dual etymology, but it is about latchwords. Old English emnet is a curious word meaning ‘a plain’, derived from efn (the modern word even) with what to philologists is an interesting sound change of voiced f or v to m in front of the nasal n. As I have elsewhere argued, Tolkien may have first noted emnet when studying Wright’s Old English Grammar. I have argued this because it occurs in a series of lists in close proximity to a number of other Old English words which may well have been other latchwords, since they were also used by Tolkien in his writings. But these latchwords must have been stored up in his mind for many years. What I think could just have sparked its employment in LR is an article in Transactions of the Philological Society from the 1930s on a subject that would definitely have interested Tolkien. It was about the survival of rare Old English words in modern place names. I think this because three place names are mentioned all of which could have been latchwords. The first is a place called Emmett which represents the long obsolete emnet; then there’s a place called Trewyn representing an old plural of OE treow tree, preserving the w, which is reminiscent of of Trewin Jeremy in the Notion Club Papers, and also of the hobbit weekday name Trewesdai; and finally there’s a place called Withywind, which requires no further comment. That Tolkien read this article I think likely, because at the foot of it there follows an announcement of his edition of Chaucer (which never appeared) and because the volume also contains an article by E. V. Gordon and an article on Esperanto.

OE emnet ‘plain’ (< efn ‘even, flat’ with change of f to m) Wright’s Old English GrammarTPS 1925–32; Mawer place name article (1932): curious survivals: Trewyn (< weak plural of OE treow ‘tree’ (69), Withywind (70), and Emmett (72) (< OE emnet); announcement of Tolkien’s Chaucer at foot, Collinson on Esperanto (1931), E. V. Gordon on Kormáks Saga (1932)

Next I’ll comment briefly comment on the three names Entwash, Entwade, and Entwood. They are a sort of set, with alliterating second elements. Entwash and Entwade tend to make one think, in a humorous way, of Ents washing in and wading in the river, though they are not supposed to have passed that way in all the time the Rohirrim have inhabited the region. The English place name element –wade, in fact, means ‘ford’ (which does imply wading), and is found in several English place names, for example Biggleswade. The element –wash, by contrast, occurs in only one well known English river name, Erewash. I wonder if this was another latchword. Is it suggestive that Ere- was a sequence that Tolkien used in a place name of a different kind (Mount Erebor); this makes me think that he may have been taken by Erewash and adapted it. In this word the element –wash has nothing to do with washing; it’s believed to be Old English wisce ‘watery meadow’, which is highly appropriate to the landscape surrounding that river.

Entwade OE wæd ‘ford’ (cf. Biggleswade)Cf. River Erewash (Derby / Notts.). –wash only here, ? < OE wisce ‘wet meadow’Proximity of Erewash and Eastwood (Entwash, Entwood)


So now we come to Isengard. We know that the association of the ents with Saruman’s stronghold arose from the Old English half-line orþanc enta geweorc ‘the cunning work of giants’, for at an early stage in the development of the story of LR Giant Treebeard was in league with Saruman. In HME VII, p. 71, written in 1940, the sketched plot was that ‘Gandalf goes for help to Saramund the wizard on borders of Rohan at Angrobel (or Irongarth)’. Both the Sindarin and English versions of the name make it clear that the meaning is ‘iron enclosure’ (Sindarin angren ‘of iron’ + gobel ‘enclosure’). But Tolkien was not happy with Irongarth. Certainly –garth was too positive an element (garths are generally nice places) and possibly it was not authentically Old English (garth is from Old Norse, so it belongs in Dale, not Rohan). But –gard is not the Old English equivalent: it should be yard, representing OE geard. –gard is another representative in English of the Norse garðr, as in Asgard and Midgard. Isen is indeed a variant form in Old English of iren, the form that has come down to us as iron, but it’s a philological fudge. So what produced the new form Isengard? Well, there was a pre-existing name Isengard. It was a common medieval German female name which any medievalist would have encountered. I suggest that it may have been another latchword. As a Roman Catholic Tolkien may also have known of Il barone Luigi d’Isengard (1843-1915), an Italian soldier and RC priest. Isen is one remove away from iron but is still that for those in the know, and gard has the sound of ‘guard’, even though it has no etymological connection with it. So it works, imaginatively speaking.

Ostensibly ‘iron stronghold’: S. Angrenost < angren ‘of iron’ + ost ‘stronghold’; depends on (1) WS isen ‘iron’ + (2) gard (as in ON garðr, e.g. Midgard, Asgard) not OE geard (> yard); HME VII p. 71 (1940) Gandalf goes for help to [first appearance] Saramund the wizard ‘on borders of Rohan at Angrobel (or Irongarth)’; HME VII. 298 ‘The First Map’: The river Isen, first written Iren. Medieval German female name e.g. Isengard of Falkenstein (Rhineland), Isengard of Hanau, Isengard of Munzenberg. (B. Arnold, 1985 German Knighthood, 1050 to 1300 p. 296.) cf. Isengrim.Il barone Luigi d’Isengard 1843-1915 Italian soldier and RC priest

Now for the name of the ents themselves. We should remind ourselves of how they originated in the course of the writing of LR. Tolkien planned an adventure with a giant from early on. From about 1939 a bad giant Treebeard was going to capture first Gandalf and then one or other of the hobbits. And even though there’s an early episode where the giant is mistaken for a tree, there’s no idea at this point of a large tree-like being. The word ent at this early stage is used in the name of the Entishdale and the Entishlands, the region west of the Misty Mountains and north of Rivendell—the home of trolls. These later became the Ettenmoors and Ettendales, showing the equation ent = etten = troll; the ents were evil humanoid giants. The shift to the specifically Tolkienian positive meaning of ent occurred quite late, and seems to have been dependent on changes in the concept of Treebeard, whose name we will consider in a minute.

Meanwhile the simple word ent conceals some subtleties of Tolkienian philology and imagination, which I will attempt to explore. I’ve already touched on the point that the matrix from which Saruman’s Orthanc and the ents emerged was that half-line of Old English poetry, from the so-called Gnomic verses:

orthanc enta geweorc ‘the cunning work of giants’

Tolkien’s remark in Letter 157 is often quoted:

Lett. 157 ‘I always felt that something ought to be done about the peculiar A. Saxon word ent for a ‘giant’ or mighty person of long ago—to whom all old works were ascribed.

I believe that ‘something ought to be done’ is one way in which Tolkien identified what I’m calling a latchword.

1. Now, as Tolkien would have known, the OE word seems to have very few Germanic cognates or relatives. This would be another reason why something needed to be done: it needed a back story; Old English philology did not supply one. Nevertheless, I think there is a bit of a back story, and I think Tolkien may have known it. First of all, according to the Grimm Wörterbuch, there is a little-known German word Enz ‘giant’ (occurring in various dialects). In Bavarian dialect, this word, placed before other words, emphasizes the monstrous: enzmann, enzkerl.

OE ent: few cognates: according to the Grimm Wörterbuch there is a little-known German Enz ‘giant’ (e.g. in Luxembourgish)  which in Bavarian dialect before other words emphasizes the monstrous: enzmann, enzkerl. Note Enzewiba.

Tolkien, I believe, was a great explorer of dictionaries, lexicons, and word lists. I would like to think that he had found the relevant entry in the 1881 Schweizerisches Idiotikon , that is to say the Swiss Dialect Dictionary. The headword is Enzi and it now means the highest peak of a border mountain. It appears in numerous compounds and particularly relevant is a place Enziloch, on the Napf, on the border between Bern and Luzern. Here, according to legend, appear the Enzimannen, who are mountain spirits supposed to cause bad weather and noisy storms. These weather-causing Enzimannen at our Enziloch , it adds, are undoubtedly originally giants, only later changed into human spirits. The Idiotikon believes that this element Enzi is related to Old English ent, and it also points out that it occurs in Old High German personal and place names, one of which is Enzewiba. This, transposed literally, would be ‘entwife’ in English; this, and the storm-causing mountain giants, are why I think Tolkien could have read this entry.

Schweizerisches Idiotikon 1881: Enzi II n.: highest peak of a border mountain. … Enziloch, on the Napf, on the border between Bern and Luzern... At Enziloch appear in the legend the Enzimannen, mountain spirits, which occasionally gathering themselves there with a roaring noise, cause the weather. …Enzi probably is related to the noun, which appellatively with the meaning ‘giant’ only occurs in Anglo-Saxon  (ent), but seems also to be retained in OHG personal and place names: Bavarian Enzimann, Enzewiba, Enzenwis (Wiese ‘meadow’)... The weather-making Enzimannen at our Enziloch are undoubtedly originally giants, only later changed into human spirits.

2. But there’s a second dimension to the word. Letter 157 continues: ‘If it had a slightly philosophical tone (though in ordinary philology it is “quite unconnected with any present participle of the verb to be”) that also interested me.’ It’s easy to overlook this rather throwaway remark. He’s saying that the element ent could be taken, albeit fancifully, as if derived from the Latin present participle ens, entis, even though what he engagingly calls ‘ordinary’ philology says this is not the case; and he’s also pointing to the abundant use of the Late Latin word ens, entis, plural entia, in medieval philosophy. In the OED there is a rather scrappy entry ENT n.2   defined as ‘rendering of Greek to on.’ But of course if you look in the Dictionary of Medieval Latin from British Sources under ens you’ll find a whole paragraph of material. Specifically, in the philosophy of Aquinas, living beings are called entia per se, ‘naturally occurring beings’. This seems to have some relationship to ents being called the oldest living things. We’ll come back to it.

Lett. 157 [continues] If it had a slightly philosophical tone (though in ordinary philology it is ‘quite unconnected with any present participle of the verb to be’) that also interested me. OED ent n.2   ‘Rendering of Greek to on.’ Latin ens, entis DMLBS 1. a. a being, a living thing… c. abstract, philosophy.

3. There’s also a third side to this. I don’t think Tolkien actually mentions it, but it seems to me to be bound up with development of the tree-like nature of the ents. There is another homonym ent in the OED, ent n.1 defined as ‘a scion or graft’. It’s a very rare word, with only one quotation, but more important is its etymology. The word comes from Old French ente, from enter to graft, derived from Latin impotare, also meaning ‘to graft’. This Latin word was independently borrowed into Old English as impian ‘to graft’ and, as a noun impa ‘a young shoot of a plant or tree; a sapling; a sucker, slip, scion’. A later sense of this is imp meaning ‘a little devil or demon’. How is all this relevant to the ents? In one of Tolkien’s favourite poems, Sir Orfeo, line 70 the queen is abducted by the elves because she goes to sleep ‘Vnder a fair ympe tree’, perhaps an apple tree. But in ‘the most significant parallel’ passage (according to the editor of this text, A.J. Bliss), which is a French lai called Tydorel, a lady likewise goes to sleep under an ente. So I think that even though it’s French, this ent may well have fed into the development of the ent-concept.

OED ent n.1 a scion or graft < OFr. ente < enter < Latin impotare > OE impian ‘to graft’, impa ‘a graft’, ‘a young shoot of a plant or tree’. Sir Orfeo 70 ‘Vnder a fair ympe tree’ [grafted tree] A.J. Bliss, Intro. to edition, p. xxxv, on ympe-tre ‘the most significant parallel is to be found in Tydorel [Lai edited in 1922], for ente, the word used to describe the tree, is cognate with the ympe-tre of Sir Orfeo:… ‘Soz une ente qu’ele choisi / Desor l’erbe s’estoit couchiee.’

4. That’s not quite the end of the story, because there’s another OED entry ENT, representing what once was a very widespread English dialect pronounciation of ain’t (meaning ‘is not’, ‘are not’). You will recall Treebeard saying ‘There are Ents and Ents…things that look like Ents but ain’t’. I have little doubt that Tolkien was aware of this too, and indulged in a little pun at a more humorous level.

OED2 ENT (no part of speech) Also ’ent, e’nt, etc. Dial. and colloq. var. isn’t: see be v. A I.1. Treebeard: ‘There are Ents and Ents…things that look like Ents but ain’t’.

So now I want to move on to the name of Treebeard. It’s such a brilliant name, and yet when you think about it, it’s hard to parse morphologically. If it’s like Bluebeard ‘someone with a blue beard’, it ought to mean ‘someone with a beard that is like a tree’, but this is nonsense; you could just about take it as ‘with a beard like part of a tree’, but then why not Twigbeard or Branchbeard or Boughbeard or even Leafbeard. The reason is partly that when Tolkien first applied the name, it wasn’t to a being who was rather like a tree to look at, since Giant Treebeard was originally just a giant, i.e. an oversized human-like being.

HME VI p. 363 Gandalf: ‘I was caught in Fangorn and spent many weary days as a prisoner of the Giant Treebeard.’

There are hints that this giant might be mistaken for a tree; he’s a sort of pre-ent with ‘a thick gnarled leg with a rootlike foot and many branching toes’.

HME VI p. 382-3 July 1939 is the fragment in which the actual Treebeard emerges: Picking himself up he looked at the tree, and even as he looked, it took a stride towards him… ‘I am Treebeard,’ the voice answered. ‘If you haven’t heard of me before, you ought to have done.’… What he had thought was the stem of a monstrous oaktree was really a thick gnarled leg with a rootlike foot and many branching toes.

As the concept developed, he became a good giant, but also very tall (50 foot high) and was then described as having ‘barky skin. Hair and beard rather like twigs’ and his followers ‘look like young trees’ (perhaps here is where the Old French ente is relevant) .

HME VI p. 410 If Treebeard comes in at all—let him be kindly and rather good? About 50 feet high with barky skin. Hair and beard rather like twigs…He has a castle on the Black Mountains and many thanes and followers. They look like young trees…The tree-giants assail the besiegers and rescue Trotter &c. and raise siege.
HME VII. 250 ‘Elves…bid them beware of Fangorn Forest upon the Ogodrûth or Entwash. He is an Ent or great giant.’ (August 1940).

Even though these giants are now tree-giants and have the word ent transferred to them in the summer of 1940, the ultimate ent concept only arises in some notes written just before the Treebeard chapter. 



Adopting C. S. Lewis’s word hnau for a rational being, Tolkien asks himself ‘Are the Tree-folk…hnau that have become tree-like, or trees that have become hnau?’ The people are no longer giants, but tree-folk, to which Tolkien adds ‘Ents’. Christopher Tolkien thinks this is the first use of ent in its very particular sense, the point where all the strands come together.

HME VII. 411 CT says: Nothing in any of the outline mentions of Treebeard to prepare for the reality when he should finally appear. ‘I have no recollection of inventing Ents. I came at last to the point and wrote the “Treebeard” chapter without any recollection of previous thought: just as it now is.’ (Lett. 180 14 Jan. 1956). Earlier notes: ‘Did first lord of the Elves make Tree-folk in order to or through trying to understand trees?’ ‘Are the Tree-folk…hnau that have become tree-like, or trees that have become hnau?’ ‘Difference between trolls—stone inhabited by goblin-spirit, stone-giants, and the “tree-folk”’. [Added in ink: Ents]. CT p. 413: perhaps the first use of it in the new and very particular sense.

But having said all that, I believe also that Tolkien didn’t invent the name Treebeard at all. He borrowed it from a Norse saga. In other words it’s another latchword from which he spun a story. The source, I believe, is William Morris’s translation of ‘The Story of Harald Hairfair’. In chapter 1 Earl Einar, the ruler of the Orkneys, defeats and slays a Viking called Thorir Wood-beard. A triumphal song was composed, the key line being ‘gaf hann Tre-skegg trollom’, which means ‘he gave Tre-skegg to the trolls’ (i.e. he killed him). In Old Norse skegg is ‘beard’ and tré can mean the substance ‘wood’ as well as the plant ‘tree’, so his name means ‘someone with a wooden beard’, but William Morris translated this line over-literally as ‘Tree-beard to the trolls he gave there’.

W. Morris, 1893 trans. Heimskringla: ON Tréskeggr (< tré ‘wood’ + skeggr ‘beard’), alteration of nickname of Viking Thorir Wood-beard, defeated and killed by Earl Einar; ‘then was this sung: Tree-beard to the trolls he gave there’ ‘The Story of Harald Hairfair’, ch. 1., p. 123 ‘gaf hann Tre-skegg trollom’; Vigfusson and Powell (1883) translate ‘He gave Woodbeard to the Fiends’.

As with so many such items, there seems to me to be a further dimension. If the name Treebeard was a latchword, Tolkien is likely to have have looked it up in the OED. And there (in the entry for tree) he would have found that it can refer to either of two plants.

OED tree n. C2.a.(b): tree-beard  n.  (a) Tillandsia usneoides;  (b) the lichen Usnea barbata. 1861  R. Bentley Man. Bot. ii. iii. 675   Tillandsia usneoides is commonly called Tree-beard or Old Man's Beard, from the..mass of dark coloured fibres, which hang from the trees in South America. [Tillandsia usneoides is also called black moss, death moss, Florida moss, longbeard, old man’s beard, Spanish beard, Spanish moss, vegetable horsehair. Usnea barbata is also called beard moss, beard lichen, greybeard lichen.]

It’s one of the many names for an epiphyte, Tillandsia usneoides, more usually called Spanish moss, which is in origin an American plant. I quote from Wikipedia:

‘The plant consists of one or more slender stems bearing alternate thin, curved or curly, heavily scaled leaves 2–6 cm long and 1 mm broad, that grow vegetatively in chain-like fashion (pendant), forming hanging structures up to 6 m in length’

If by any chance Tolkien had read The Boy Hunters by Mayne Read (1853) he would have learnt in chapter vii how:

Giant trees rose over the water— live oaks and cypresses—and from their spreading branches the Spanish moss hung trailing down like long streamers of silver thread. This gave the upper part of the woods a somewhat hoary appearance, and would have rendered the scene rather a melancholy one, had it not been for the more brilliant foliage that relieved it.

This plant is called usneoides because it looks like a lichen, Usnea barbata, which is the other meaning of tree-beard. Wikipedia says:

‘Usnea is a genus of mostly pale grayish-green fruticose lichens that grow like leafless mini-shrubs or tassels anchored on bark or twigs. The genus is in the family Parmeliaceae. It grows all over the world.’

Knowing Tolkien’s interest in plants I think it quite likely that he pursued this meaning of tree-beard, and that it contributed to his picture of Treebeard and the ents as tree-like beings with moss-like or lichen-like beards and also to his portrayal of Fangorn Forest.


There’s another pun near the beginning of Merry and Pippin’s conversation with Treebeard, in the same paragraph as ‘Ents but ain’t’. He refers to ‘my language…the Old Entish as you might say.’ Probably only someone who has studied Anglo-Saxon philology will spot the joke. One of the Old English dialects that you were required to know about was Old Kentish, a relatively obscure dialect with only limited records. But what can we learn about Entish, and what does it tell us about Tolkien’s thoughts about language?

Just to provide parallels and contrasts I’d like to look at Chapter VI in Alice through the Looking-glass where Alice encounters Humpty-Dumpty. There are a number of parallels and contrasts which got me thinking about the conversation between the hobbits and Treebeard. The first link is of course the dual nature of the person encountered. Humpty-Dumpty is seen in the distance as an egg; Treebeard is thought to be an old tree stump; but both turn out to be humanoid. Both of them are met with on a high vantage point, Humpty-Dumpty on his wall and Treebeard on the rock ledge.  Both are enigmatic figures from legend: Alice sings ‘Humpty-Dumpty sat on a wall’ to herself, a rhyme that was originally a riddle; while Gandalf intones ‘Ere iron was found or tree was hewn, When young was mountain under moon; Ere ring was made, or wrought was woe, It walked the forests long ago’, a verse which Théoden likewise describes as a riddle. Both of them have uncertain necks and waists: Alice mistakes Humpty-Dumpty’s cravat for a belt, and Treebeard has ‘hardly any neck’ and says that he is ‘not very bendable’. They both restrain the pace of the dialogue: Humpty-Dumpty says ‘this conversation is going on a little too fast: let’s go back to the last remark but one’; Treebeard of course counsels not being hasty. Humpty-Dumpty boasts about his relationship with the King and all the King’s horses and men being on standby to rescue him; by contrast Treebeard says that he’s never kept up with the various kings of the Rohirrim (who are of course notable for their horses as well as men). And at the first encounter, both are rather offended: with Treebeard ‘Almost felt you liked the forest! That’s good! …I almost feel that I dislike you both’ it’s short-lived, whereas Humpty-Dumpty (‘It’s very provoking…to be called an egg—very!’) remains ill-tempered on and off throughout the conversation. The exchange with Humpty Dumpty is riddled with quibbles about the way Alice has expressed things; Treebeard, though in a kindlier way, is not averse to picking the hobbits’ remarks apart, as for example when they ask ‘what you are going to do with us…which side you are on?’ His response is to say he is ‘not going to do anything with you…’ and he asks if they mean ‘do something to you’ and goes on to say ‘…I don't know about sides’.

But above all both encounters feature linguistic discussion. In Alice’s encounter with Humpty-Dumpty there are at least seven exchanges which hinge on something linguistic or lexical. Many of the exchanges are quite unpleasant. It’s like an Oxford tutorial, with Humpty-Dumpty taking the part of a vain and self-centred tutor whose main aim is to put the student, Alice, down. But in some ways the encounter with Treebeard also has its academic aspects. And while Humpty-Dumpty’s learning can be shown to be shallow and rather phoney, Treebeard’s is deeper and authentic. It’s worth observing that there is something of the old-fashioned Oxford don about Treebeard and the other Ents. A whole lot of elderly males living together, with no females, in a remote institution that’s been there for years, where they take an intense interest in the materials amassed within, and only a very detached interest in the outside world. And think of the Entmoot—the long-winded explanations, the interminable discussion, and the voices rising and falling for hours: surely a reflection of a College Governing Body meeting. When Treebeard tells the hobbits ‘I have still got to explain things again to those that live a long way off…and those that I could not get round to before the Moot’ can we not detect the voice of the Secretary to Governing Body? And, of course, they all live on drink!

But seriously, there’s a significant parallel in the opening discussions of each episode. They begin with the nature of names. Humpty-Dumpty asks Alice her name:‘My name is Alice, but—’ ‘It’s a stupid name enough!… What does it mean?’ ‘Must a name mean something?’… ‘Of course it must…my name means the shape I am…With a name like yours, you might be any shape, almost.’ In a somewhat similar way, Treebeard also tells the hobbits that his name is informative; it’s like a story: ‘Real names tell you the story of the things they belong to in my language.’ But this is of course altogether deeper. Entish names don’t just tell you the person’s shape, but the whole story of their life.

In the event, it soon turns out that Humpty-Dumpty’s relationship with language is selfish, controlling, and arbitrary. The whole thing is much more so, in fact, than current linguistic theory, which allows that while the relationship of word form to word meaning is arbitrary, it is at least determined by tacit social agreement. Whereas Humpty-Dumpty famously declares: ‘When I use a word…it means just what I choose it to mean—neither more nor less’ And he goes on: ‘They’ve a temper, some of them—particularly verbs: they’re the proudest—adjectives you can do anything with, but not verbs—however, I can manage the whole lot of them! Impenetrability! That’s what I say!’ When Alice asks what the latter word means he shows just how arbitrary his language theory is: ‘I meant by “impenetrability” that we’ve had enough of that subject, and it would be just as well if you’d mention what you mean to do next, as I suppose you don’t mean to stop here all the rest of your life.’ ‘That’s a great deal to make one word mean,’ Alice  said… ‘When I make a word do a lot of work like that,’ said Humpty Dumpty, ‘I always pay it extra.’ So Humpty-Dumpty makes a single word contain a whole conglomeration of ideas. 

Entish is the other way around. Treebeard’s name would take a long time to tell because ‘my name is growing all the time, and I’ve lived a very long, long time; so my name is like a story’. A single individual has to have a massively long name so that it can properly express who he is. Hence Treebeard’s initial refusal to answer the hobbits’ question ‘what do you call yourself...your real name’. ‘That would be telling’, he replies, which sounds a bit like playing hard to get, but reciting an Ent’s name would literally be telling his life story. But things go further than this. It’s as if the full name of an Ent virtually amounts to his essence. His warning ‘not so hasty…you should not go telling just anybody…you’ll be letting out your own right names…’ on one level is a reprise of the fairy-story caution about giving away one’s name, but it’s as if the reason for this is that the name is the person’s essence.

There are indications that this applies to common nouns as well as proper names. Treebeard says ‘I can see and hear…a great deal … from this a-lalla-lalla-rumba-kamanda-lind-or-burúmë. Excuse me: this is part of [my italics] my name for it.’ He then does much the same in English (or Common Speech) ‘the thing we are on, where I stand and look out on fine mornings, and think about the sun…’ (and so on). Later on when Treebeard asks the hobbits ‘Did you say what you call it?’ and they suggest hill, shelf, and step, his response is ‘it is a hasty word for a thing that has stood here ever since this part of the world was shaped’. The implication is that the Entish word is not only long but is made up of elements descriptive of the thing denoted.

The same is hinted at in Treebeard’s mention of Lórien, which he explains means ‘dreamflower’ and is the Elves’ way of shortening its older name Laurelindórenan ‘valley of the land of singing gold’, clearly much more like an Entish name. We then get a rough idea of what Entish syntax may be like, when Treebeard strings together Elvish elements in a non-Elvish and perhaps Entish way:

Taurelilómëa-tumbalemorna Tumbaletaurëa Lómëanorliterally ‘Forestmanyshadowed-deepvalleyblack Deepvalleyforested Gloomyland’ translated by Tolkien (Appendix F) as ‘there is a black shadow in the deep dales of the forest’

Something similar may be discerned in Treebeard’s way of speaking about orcs: ‘those evileyed-blackhanded-bowlegged-flinthearted-clawfingered-foulbellied-bloodthirsty, morimaite-sincahonda’, two which he adds ‘their full name is as long as years of torment’. It’s clear that the Entish word or name for an orc would be at least as long and complicated as for any of themselves.

Treebeard sums up the character of Entish by saying ‘we do not say anything in it, unless it is worth taking a long time to say, and to listen to’.

What can be deduced about the essence of Entish? If every word consists of a collection of elements that tell you all about the thing denoted it follows that each word is a bit like an extended dictionary definition, perhaps combined with an encyclopaedia article. But of course definitions and articles themselves consist of other words, without which they could not exist. And if those words or lesser elements were themselves explained by other words or elements we would get into an endless recession, a sort of hall of mirrors. I don’t think it’s likely that Tolkien intended this, so what is he getting?

Treebeard asks Merry and Pippin ‘who calls you hobbits—that does not sound Elvish?’ and adds ‘Elves made all the old words: they began it’. For Treebeard, ‘hobbit’ is not elvish and is not an ‘old word’. It looks as if he has in mind that there is some kind of irreduceable set of ‘old words’ that were ‘made’ by the elves. Perhaps these are a little like the reconstructed ancient forms that an older generation of philologists regarded as ‘roots’, that is to say the ultimate source of existing words. Modern linguistics would regard them as simply a stage in an indefinite sequence of development whose earlier steps are now lost in the mists of time. So Entish words would be complex sequences of definitive elements that can ultimately be traced back to elvish ‘old words’, each of which captures an essential concept, not arbitrarily as modern linguistics would have it, but as an apt phonological representation.

Let me remind you of the completely unetymological connection between ent and  Latin ens, genitive entis, plural  entia, a being, a living thing. In Aquinas living beings are entia per se, naturally occurring beings, as opposed to entia per accidens. In De Entia et Essentia 2, Aquinas defines essence as ‘that which is signified by the definition of a thing’. But, explains one commentator, just because you can write a definition of something (e.g. unicorns) that doesn’t confer essence; for something to have an essence it actually has to exist (Brian Davies, Thomas Aquinas on God and Evil, OUP, 2011). Perhaps Entish is an attempt to imagine a language in which the essence of actually existing things is captured by the structure of its vocabulary.

Is there a link between the language  theory that informs Entish and the way in which Tolkien’s names were coined? I think there may be. Orthodox linguistic theory is deterministic, and rightly so, and Tolkien accepted this and enjoyed it: his invented languages display the same laws of phonology, morphology, and syntax as real-world ones. But at the same time he was playful and imaginative with language: he seriously entertained approaches to it that are not countenanced by either traditional philology or modern linguistics. He enjoyed making connections between lexical items based on resemblance rather than relationship and he took seriously the idea that phonetic sound reflected meaning. It is only a step from that to the idea that a name actually tells you the story of the thing denoted.


Wednesday, 23 March 2016

Tolkien and the aesthetics of philology

A talk given to the Oxford Tolkien Society, Taruithorn, on 6 March 2015 


1. Beauty in language and pleasure in language. 

I gave you a slightly fancy title because academic audiences expect fancy titles. I didn’t put a colon in the middle, which most academic titles have, because I really dislike them. An alternative title would have been ‘Tolkien and the delight of language’. But I did have a reason for using the word ‘philology’. ‘Language’ is too vague. Lots of people talk about pleasure or delight in language, for example:
Stylistics may be defined as the study of language as art rather than as basic communication. It has to do with the aesthetics of language rather than its basic function, with that ‘expressiveness which transcends the purely referential and communicative side of language’, with emotive overtones, with special emphasis, with calculated effects; concerned, as Stephen Ullmann has said, not with the elements of language as such, but with their expressive potential. [S. Ullmann, Language and Style, 1964, pp. 101, 111, quoted, and Peter Rickard, 1992. The French Language in the Seventeenth Century. Cambridge: D. S. Brewer. Introduction, p. 43.] 
This is ‘beauty in language’ in the sense not intended. Tolkien of course did write ‘with expressiveness’, ‘with emotive overtones, with special emphasis, with calculated effects’, none better, but that is not the side of aesthetics of language which I want to talk about.

I intended to concentrate on that notable piece ‘A Secret Vice’, and indeed I will. But looking at the volume in which it is published, The Monsters and the Critics and Other Essays, I realized how much relevant material there is in the two essays which flank that piece, ‘English and Welsh’ and ‘Valedictory Address to the University of Oxford’. A certain similarity between these three pieces is to be found in the fact that Tolkien, for varying reasons, ends each lecture with a series of illustrative snippets from other languages: Welsh, Old English, Elvish. These lectures tell us what Tolkien found delightful in other languages and provide a glimpse—a rather enigmatic one, in some ways—into his views on language. We find further clues in the features of the invented languages themselves.

When you open a book on linguistics or a grammar or dictionary of a particular language, the thing you won’t find is an enthusiastic encomium of language or of the language described therein. You may find something in a grammar of English about how it has become a valuable medium of communication worldwide, but this of course has little to do with its linguistic characteristics and everything to do with social, political, and economic factors. Sometimes you wouldn’t think, reading a book by a grammarian or linguist, that they had any actual enthusiasm for the language. Scientific objectivity rules out such expressions of personal partiality. But Tolkien’s lectures are peppered with expressions of warmth about languages. In ‘English and Welsh’ he speaks about:
A personal and if you will subjective expression of strong aesthetic pleasure in contact with Welsh, heard or read… [‘English and Welsh’ in The Monsters and the Critics, p. 190] 
In the course of two pages (190–1) he uses ‘pleasure’ in this context eight times. When we move to ‘A Secret Vice’, we find the same number of occurrences of this word, eight, over five pages (206–210). And he tells us that the highest pleasure is to be found in the art of inventing languages:
And it [sc. the linguistic faculty] is allied to a higher art of which I am speaking, and which perhaps I had better now define. An art for which life is not long enough, indeed: the construction of imaginary languages in full or outline for amusement, for the pleasure of the constructor or even conceivably of any critic that might occur. [‘A Secret Vice’ in The Monsters and the Critics, p. 202] 
Please note the astonishing claim. The construction of imaginary languages is a high art.

It’s important to notice how according to Tolkien the pleasure is associated with the mere sound of a language’s words—the phonetic elements, even without knowledge of their meaning:
The basic pleasure in the phonetic elements of a language and in the style of their patterns, and then in a higher dimension, pleasure in the association of these word-forms with meanings… [‘English and Welsh’ in The Monsters and the Critics, p. 190] 
The very word-form itself, of course, even unassociated with notions, is capable of giving pleasure—a perception of beauty, which if of a minor sort is not more foolish and irrational than being sensitive to the line of a hill, light and shade, or colour. [‘A Secret Vice’ in The Monsters and the Critics, p. 207] 

 

2. Fitness between sound and meaning. 

Moving on from the simple sound of language, as we have seen in one of the quotes above, Tolkien closely connected with it the idea of an association of word-forms with meanings, of fitness between sound and meaning. So, you start with a language whose choice and arrangement of sounds is pleasing to you in itself. But you pass directly from there to the connection between the arrangements of sequences of these sounds, which we call words, and the notions or ideas that they stand for in that language.

Writing in the context of language invention, Tolkien says:
This idea of using the linguistic faculty for amusement is however deeply interesting to me. I may be like an opium-smoker seeking a moral or medical or artistic defence for his habit. I don’t think so. The instinct for ‘linguistic invention’—the fitting of notion to oral symbol, and pleasure in the new relation established, is rational, and not perverted. In these invented languages the pleasure is more keen than it can be even in learning a new language—keen though it is to some people in that case—because more personal and fresh, more open to experiment of trial and error. And it is capable of developing into an art, with refinement of the construction of the symbol, and with greater nicety in the choice of notional-range. Certainly it is the contemplation of the relation between sound and notion which is a main source of pleasure. [‘A Secret Vice’ in The Monsters and the Critics, p. 206] 
So Tolkien found great pleasure in contemplating the relationship between the sound of words and what they meant. He made it clear that he wanted to investigate the associated questions:
No vocal noises mean anything in themselves. Meaning has to be attributed to them by a human mind. This may be done casually, often by accidental (non-linguistic) associations; or because of a feeling for ‘phonetic fitness’ and/or because of preferences in the individual for certain phonetic elements or combinations. The latter is naturally most evident in private invented languages, since it is one of their main objects, recognized or unconscious, to give effect to these likings. [Lett. 294, 8 February 1967]
I am personally most interested perhaps in word-form in itself, and in word-form in relation to meaning (so-called phonetic fitness) than in any other department. Of great interest to me is the attempt to disentangle—if possible—among the elements in this predilection and in this association (1) the personal from (2) the traditional. The two are doubtless much interwoven—the personal being possibly (though it is not proven) linked to the traditional in normal lives by heredity, as well as by the immediate and daily pressure of the traditional upon the person from earliest childhood. The personal, too, is doubtless divisible again into (a) what is peculiar to one individual, even when all the weighty influence of his native language and of other languages he has learnt in some degree has been accounted for; and (b) what is common to human beings, or to larger or smaller groups of them—both latent in individuals and expressed and operative in his own or any language. [‘A Secret Vice’ in The Monsters and the Critics, p. 211] 

 

3. The concept of the ‘native language’ 

I am sure that Tolkien had a generalized love of language, in the sense that language as a phenomenon was a principal and dominant interest of his. But the love he is speaking of here is a love of particular languages. He believes, for one thing, in an idea that I have not encountered anywhere else:
Language—and more so as expression than as communication [we need to return to this proviso later]—is a natural product of our humanity. But it is therefore also a product of our individuality. We each have our own personal linguistic potential: we each have a native language. But that is not the language that we speak, our cradle-tongue, the first-learned. Linguistically we all wear ready-made clothes, and our native language comes seldom to expression, save perhaps by pulling at the ready made till it sits a little easier. But though it may be buried, it is never wholly extinguished, and contact with other languages may stir it deeply. [‘English and Welsh’ in The Monsters and the Critics, 190] 
These tastes and predilections which are revealed to us in contact with languages not learned in infancy..are certainly significant: an aspect in linguistic terms of our individual natures. And since these are largely historical products, the predilections must be so too. [‘English and Welsh’ in The Monsters and the Critics, 194] 
He says the same in a letter of 1967:
It is these preferences, reflecting an individual’s innate linguistic taste, that I called his ‘native language’; though ‘native linguistic potential’ would have been more accurate, since it seldom comes to effect, even in modifying his ‘first-learnt’ language, that of his parents and country. [Lett. 294 8 February 1967] 

Whatever one thinks of this idea, it is quite difficult to place it in relation to current theories of language acquisition. Tolkien seems to agree with most modern theoreticians that the language ability is innate. I think (and I speak as no specialist) that where he is original is in asserting that aspects of a person’s linguistic potential are special to that person. We do not just have a passive ability to acquire whatever language is spoken around us in childhood. He thinks we have some kind of inner leaning or bias towards certain linguistic modes. Would he have seen this as analogous to the genetic determination of our features, in that we do not just have a genetic propensity to develop eyes, but we develop eyes of a particular colour and shape? Anyway, Tolkien thinks that the source of the pleasure that we feel in the sounds and meanings of a language are because that language is, as it were, calling to the innate language potential within us.


4. Sound and fitness. 

We have these two concepts, pleasure in the sound of language, and, closely connected, fitness of sound and meaning: both of prime importance to Tolkien and, as far as I know, neither of them much considered by anyone else. What can we learn about these from his writings and from the languages he invented?

Dealing first with the sound of languages. Let’s look at those whose mere sound gave Tolkien this special pleasure, and how they are reflected in the invented languages.

In ‘A Secret Vice’ he mentions:
Greek, Finnish, Welsh (to name at random languages which have a very characteristic and in their different ways beautiful word-form, readily seizable by the sensitive at first sight) are capable of producing this pleasure. [‘A Secret Vice’ in The Monsters and the Critics, p. 207] 
In ‘English and Welsh’ he gives us more. Latin, he says
‘seemed so normal that pleasure or distaste was equally inapplicable’. 
‘The fluidity of Greek, punctuated by hardness, and with its surface glitter, captivated me..but..it did not touch home.’ 
‘Spanish..gave me strong pleasure’ (but he thinks the preservation of so much Latin in it was an ingredient in the pleasure—‘a historical and not purely aesthetic element’). 
Gothic ‘was the first to take me by storm, to move my heart…The contemplation of the vocabulary in A Primer of the Gothic Language was enough.’ 
‘Of all save one among them the most overwhelming pleasure was provided by Finnish, and I have never quite got over it.’ 
[‘English and Welsh’ in The Monsters and the Critics, 191–2] 
And finally, Welsh, about which of course he says a great deal in the essay ‘English and Welsh’. He tells us what appeals to him:
If I were pressed to give any example of a feature of this style..as a source of pleasure to myself, I should mention the fondness for nasal consonants, especially the much-favoured n, and the frequency with which word-patterns are made with the soft and less sonorous w and the voiced spirants f and dd contrasted with the nasals: nant [stream], meddiant [possession], afon [river], llawenydd [joy], cenfigen [envy], gwanwyn [Spring], gwenyn [bees], crafanc [claw], to set down a few at random. A very characteristic word is gogoniant “glory”. [‘English and Welsh’ in The Monsters and the Critics, 194] 
Tolkien’s love of the phonetic shape of Welsh, as he tells us, is expressed in Sindarin. He says:
The names of persons and places in this story [The Lord of the Rings] were mainly composed on patterns deliberately modelled on those of Welsh (closely similar but not identical). This element in the tale has given perhaps more pleasure to more readers than anything else in it. [‘English and Welsh’ in The Monsters and the Critics, footnote 33, p. 197] 
But of course many of those names, or the elements of which they are composed, were already in existence in pre-Lord of the Rings Sindarin (or in earlier nomenclature Noldorin or Gnomish). I think that the resemblance to Welsh is fully borne out by this bit of early Sindarin quoted in ‘A Secret Vice’, which is much earlier than anything in The Lord of the Rings:


Dir avosaith a gwaew hinar
engluid eryd argenaid
dir Tumledin hin Nebrachar
Yrch methail maethon magradhaid
Damrod dir hanach dalath benn
ven Sirion gar meilien
gail Luithien heb Eglavar
dir avosaith han Nebrachar.
[‘A Secret Vice’ in The Monsters and the Critics, p. 217] 

That is pretty like Welsh in sound: the omnipresent n, the frequent v and w and dh sounds, in particular. There are two major differences: the complete absence of the sound /ə/ (‘schwa’) which occurs a great deal in Welsh (in non-final syllables, written with the letter y), and the position of the stress accent on the first syllable of three-syllable words instead of always on the penultimate syllable (actually it’s slightly more complicated than that in Sindarin). I’d say that the lack of /ə/ and the position of the stress accent in both Elvish tongues owe much to the influence of Latin.

What about Tolkien’s other intoxication, Finnish? This is not nearly so closely replicated in Quenya, though there are certain aspects of it that resemble Finnish. In fact the older Quenya of the specimens given at the end of ‘A Secret Vice’ seems to me closer in sound to Finnish than the developed version of LR.

Take this verse in ‘A Secret Vice’:
Norolinde pirukendea
elle tande Nielikkilis,
tanya wende nieninqea
yar i vilya anta miqilis.
I oromandin eller tande
ar wingildin wilwarindeën,
losselie telerinwa
tálin paptalasselindeën.
[‘A Secret Vice’ in The Monsters and the Critics, p. 215–6] 
Compare it with this random snippet from the Kalevala:
Kun hän oli päässyt perille,
hän asettui istumaan
kiryavalle kivelle,
auringonpaisteiselle karille.
Kivi vierähti veteen,
kari vajosi pohjaan,
neito kiven mukana,
Aino karin kulmalla.
[Kalevala suomeksi runo 4, 319-327] 
Then, when she got there, / she sits herself down upon the bright boulder: / the rock plopped in the water / the boulder sank down / the maid with the rock / Aino beside the boulder [K. Bosley, The Kalevala, p. 48]

Quenya as seen in LR is more like Latin, but it resembles Finnish in the following ways:
  • the severe restriction of the voiced stops /b/, /d/, and /g/, the first of which occurs only after /m/, the second only after /l/, /n/, and /r/, and the third not at all, 
  •  the limitation on what consonants can be word-final (only /l/, /n/, /r/, /s/, and /t/) 
  •  the combination of the semivowel y with other consonants, as in, for example, ilye, máryat, tyeller, hyarmen (these last two being particularly original, and to me, especially attractive). 
In other ways it is completely different, for example in the combination of /w/ with consonants, as in ninque, vanwa, hwesta, and in featuring initial /ŋ/ and /ŋw/ (I like ngwalme ‘torment’) and the /ç/ sound before /t/ as in Telumehtar. And /k/ is far less common in Quenya than it is in Finnish.

Moving on to ‘fitness’: what did Tolkien mean by it? Do his invented languages shed light on this idea? In this connection I want to consider three areas of his invention: vocabulary, grammar, and historical development.


4.1. Vocabulary 

Firstly, it may be true that when inventing languages Tolkien chose word forms that were to some extent ‘phonaesthetic’. The idea of ‘phonaesthesis’ is that certain sounds or sound combinations symbolize basic concepts, or at least that they have ‘recognizable semantic associations due to recurrent appearance in words of similar meaning’ (Oxford Dictionary of English Grammar). A quite well-founded example in English is sn- symbolizing nose-related unpleasantness (snarl, sneer, sneeze, etc.). A less demonstrable one is the idea that the i-sound in combination with certain consonants often conveys small size, lightness, or insubstantiality (e.g. little, slim, thin, flimsy, mini-, etc.). Many phonaesthetic associations may be derived from the actual languages which one knows, and therefore culturally conditioned. 

Perhaps whether they are universal or culturally conditioned does not matter in Tolkien’s context. He was aiming to make languages that had a fitness in the world of ancient Northern Europe; their resonances need only come from this milieu. Tolkien, in one of his mentions of Finnish and Greek, actually says that they give him ‘phonaesthetic’ pleasure (Lett. 144); in other words, he does seem to have interpreted his ‘sense of fitness’ in terms of some pre-existing association of phoneme with meaning. 

The possibility that he regarded a simple association of sound and meaning, such as between the i-sound and small size or lightness, as a linguistic universal, is possible. Take the word lintë ‘swift’ in ‘Namárië’. It came to Tolkien long before the invention of Elvish and from what he says is unlikely to have a direct model in a known language: 
‘I can also remember [from the childhood invented language Nevbosh] the word lint “quick, clever, nimble”, and it is interesting, because I know it was adopted because the relation between the sounds lint and the idea proposed for association with them gave pleasure’ [‘A Secret Vice’ in The Monsters and the Critics, p. 205]. 
This word could be said to have ‘phonaesthetic’ qualities derived from the short i-sound and the initial l conveying quickness and lightness. Other inventions share this quality, such as wilwarin ‘butterfly’.

Another illuminating remark occurs in his translation of the short poem ‘Earendel’ in ‘A Secret Vice’ [in The Monsters and the Critics, p. 216]. The Qenya line is ‘i súru laustaner’ and Tolkien translates this as 
 The wind ‘lausted’ (not ‘roared’ or ‘rushed’ but made a windy noise)’ 
We can deduce from this that for Tolkien the verb lausta captured a particular idea of the sound of the wind that no English words do. 

Thirdly, speaking of Welsh, he writes in ‘English and Welsh’ [in The Monsters and the Critics, footnote 33, p. 193]: 
It is the ordinary words for ordinary things that in Welsh I find so pleasing. Nef may be no better than heaven, but wybren is more pleasing than sky. 
And he goes on a little later: 
This pleasure is felt most immediately and acutely in the moment of association: that is in the reception (or imagination) of a word-form which is felt to have a certain style, and the attribution to it of a meaning which is not received through it. 
Then he quotes a series of Welsh words that have this quality for him: 
adar, birds
alarch, swan
eryr, eagle
tân, fire
dwfr, water
awel, breeze
gwynt, wind
niwl, mist
glaw, rain
haul, sun
lloer, moon
sêr, stars
arglwydd, lord
gwas, servant
morwyn, maiden
dyn, man
cadarn, firm (adj.)
gwan, weak
caled, hard
meddal, soft
garw, rough
llyfn, smooth
llym, severe
swrth, heavy
glas, blue
melyn, yellow
brith, grey 
In view of these observations, what do we think were Tolkien’s sources when he set out to create the vocabularies of the Elvish languages? Well, there is considerable evidence that he drew on elements of real languages. In view of what he has said about personal predilection, there must have been particular words and forms in real languages that he found so well suited to their meanings that he drew on them. 

 In early Qenya and ‘Gnomish’ there are several words that resemble forms in Germanic. Examples: 
Qenya autë ‘prosperity’ (HME II. 336), compare the Germanic root auð- ‘riches’
Qenya maiwe gull (HME V. 373) compare Old English mǽw ‘gull’
Qenya mat- eat (HME V. 371: compare Gothic mats ‘food’
Qenya qalmë ‘death’, qalin ‘dead’ (HME I. 264) compare Old English cwealm ‘death’, cwelan ‘die’ – but perhaps also suggested by Finnish kuolla?
Qenya qet- ‘speak, talk’, Gnomish cwed- (HME II. 348), compare Gothic qiþan, Old English cweðan ‘speak’. 
But Tolkien seems to have drawn vocabulary items from several other languages that he liked. In ‘Tolkien’s Invented Languages’ we itemized as many as we could identify. 

For example, a few from Finnish: 
the root KULU- gold : Finnish kulta
tie ‘path’: Finnish tie ‘way’
the root TUL- ‘come, approach’: Finnish tulla ‘to come’
the root AN- ‘give’: Finnish anta ‘to give’, annan ‘I give’ 
Several apparently from Latin: 
Qenya lambë ‘tongue’ from the root LAVA- ‘lick’: Latin lambere ‘to lick’
Qenya má ‘hand’: Latin manus ‘hand’
Qenya manë ‘good’: Latin manes
Qenya niqe ‘snow’: Latin nix, genitive nivis
Qenya talas ‘sole of the foot: Latin talus ‘ankle’
Qenya vâ ‘went’, vand- ‘way, path’: Latin vado ‘I go’
the root ORO- ‘rise’: Latin orior ‘I rise’
the root OWO- and oa ‘wool’: Latin ovis sheep
the root UR- ‘be hot’: Latin uro ‘I burn’ 
 Perhaps from Greek: 
Sindarin orod mountain: Greek oros
Qenya erumë desert: Greek eremos 
Speaking for myself, much of Tolkien’s vocabulary does seem to me to have that quality of ‘fitness’. Why is this? In ‘Tolkien’s Invented Languages’ (in From Elvish to Klingon), we speculated that some Elvish words simply recall real-world words that are vaguely relevant, for example: 
Quenya carnë (Sindarin caran) ‘red’: carmine ‘crimson pigment’, carnation, or Latin caro, carn- ‘flesh’.
Sindarin minas ‘tower’: minaret or minatory (suggesting something looming above one).
Quenya mornë (Sindarin mor-) ‘black’: Greek mauros, English Moor(ish), perhaps even morose.
The root tin- ‘sparkle’ and its derivatives, such as tintilar ‘they twinkle’: twinkle or scintillate. 
In another discussion Tolkien does seem to imply that invented names, at least, are often derived from such pre-existing patterns: ‘One’s mind is, of course, stored with a “leaf-mould” of memories (submerged) of names, and these rise up to the surface at times, and may provide with modification the bases of “invented” names.’ (Lett. 324). 

Tolkien admitted only to a few such influences, such as the suffix –dor ‘country’ coming from Labrador, and discouraged the investigation of them. But one reason that I think they can be traced is that we know that originally some of the key names in the Legendarium were intended to resemble real-world names, because in its early stages there was meant to be a direct link. You’ll recall that early on, since Eressëa was England, Warwick – Welsh Caergwâr – was Kôr, Gnomish Gwâr, the harbour of Eressëa was Avallóne, resembling Avalon, and so on. Although this foundational element of the Legendarium was later set aside, it could not be totally expunged; but more importantly from the creative point of view, Tolkien went on creating language this way. It’s a kind of two-track or multi-track mode of linguistic thinking. An invented word looks in several directions at once. 

Let me give you one example. The Elvish words for ‘swan’ are Quenya alqua, Sindarin alph (plural eilph). These are related: the ancestor word alkwa became /alxwa/, then /alfa/, finally alph in Sindarin. In the document called the ‘Etymologies’, Tolkien gives the ultimate root as ALAK- ‘to rush’. So much for the invented story. What, in his own imagination, is Tolkien calling up? I think two unrelated words for ‘swan’ in different languages that he liked. The first is Old Norse alpt, probably from the same root as Latin albus ‘white’. The second is Welsh alarch, plural elyrch, from a British root *alarko, very similar (in sound) to his invented Elvish root. We know Tolkien liked this Welsh word, as he tells us so in ‘English and Welsh’ (see above). No word can come from two different roots, and anyway in the developed Legendarium it can’t be related to real-world languages at all. The link is in the realm of Tolkien’s linguistic taste. 


 4.2. Grammatical arrangements 

Clearly Tolkien’s invented languages are a success because they work grammatically. It’s like the difference between a completely static model village and one in which the model trains actually run round the tracks. This means that he had to have taken a very close interest in the way that grammar operates in real life languages. A technical, informed interest, not just a language user’s one.

Remarkably, in ‘A Secret Vice’ Tolkien speaks of the language inventor having 
 the same creative experience as that of those many unnamed geniuses who have invented the skilful bits of machinery in our traditional languages, for the use (and often the misunderstanding and abuse) of their less skilful fellows. [‘A Secret Vice’ in The Monsters and the Critics, p. 212] 
A throwaway line that seems to make an extraordinary assertion: that grammatical structures in real languages have been consciously created by skilled people just as they are in invented languages. It echoes the idea, which we shall discuss below, that linguistic change in Elvish is consciously directed. 

You probably remember the story of the little man in the camp: 
The man next to me said suddenly in a dreamy voice: ‘Yes, I think I shall express the accusative case by a prefix!’ [‘A Secret Vice’ in The Monsters and the Critics, p. 199] 
I think there is an important insight into Tolkien’s approach to grammatical structures when he says in the ‘Valedictory Address’, with reference to a completely different situation: 
The wide view, the masterly survey; plans and prophecies: these have never been in my line. I would always rather try to wring the juice out of a single sentence, or explore the implications of one word than try to sum up a period in a lecture, or pot a poet in a paragraph. [‘Valedictory Address to the University of Oxford’ in The Monsters and the Critics, p. 224] 
I think we can apply this to his attitude to language. Some people’s minds would move from particular instances to general rules or principles, and they would then concentrate on the general principles, and not be especially interested in or moved by their instantiations in particular grammatical forms. I believe that for Tolkien it was the other way round. He loved the individual form which resulted from the general law. In devising his languages, he would be concerned to introduce really good morphological, inflectional, and syntactic devices because of the pleasurable forms they would produce, not for their own sake. 

In his invented languages we can trace the kinds of features he liked. For example, Tolkien appreciated the initial mutation of consonants in Welsh: 
cath ‘cat’, ei gath ‘his cat’, ei chath ‘her cat’ 
a form of which he incorporated in Sindarin: 
lasto beth lammen ‘listen to the words of my tongue’: peth ‘word’
ernil i Pheriannath ‘prince of the halflings’: perian ‘halfling’ 
He also evidently loved vowel mutation, used especially for forming plurals in Welsh and Germanic, which he also incorporated into Sindarin: 
orod mountain plural ered
amon hill plural emyn
annon door plural ennyn
Perian halfling plural periain 
And like Welsh, Sindarin favours placing the modifier after what it modifies. We read ‘Im Narvi teithant i thîw hin’ ‘I Narvi carved these signs (literally the signs these)’ – one is irresistably reminded of the Welsh construction seen in y llyfrau hyn ‘these books’. 

In Quenya on the whole he displays more exotic linguistic tastes. The dominant idea in the grammar of Quenya is that of suffixation. Nouns take a range of inflectional suffixes. In outline these are suggestive of Finnish, although when you compare them in detail they are unlike. 
Endore-nna ‘to Middle-earth’ cf. Finnish talo-lle ‘to the house’, taloon ‘into the house’
Eare-llo ‘from the Great Sea’ cf. Finnish talo-lta ‘from the house’
ya-ssen ‘which-in’ cf. Finnish käde-ssä ‘in the hand’
alda-r-on ‘trees-of’ cf. Finnish talo-in ‘of the houses’, vuor-ten ‘of the mountains’ 
It has suffixes for possessive pronouns, as in atar-inya ‘my father’ cf. Finnish isä-ni ‘my father’. When there are both inflections and possessive pronouns, the pronouns precede the inflections: 
óma-ry-o ‘voice-her-of’
tie-lya-nna ‘path-your-on’ 
The Finnish arrangement is the opposite: 
 tie-llä-si ‘way-on-thy’ 
There isn’t time to go into the intricacies of Quenya verbal inflection, but I will just mention the remarkable system of first person plural morphology, which affects both verbs and nouns. In the first person plural (‘we’) there is a distinction between ‘inclusive’ use, whereby the speaker includes the person addressed, and ‘exclusive’ use, whereby only the speaker and anyone he speaks for are included, for example laituva-lme-t ‘we (exclusive) shall bless them’, omentielvo = omentie -lva -o ‘of our (inclusive) meeting’. This is an especially original idea: no European language this side of the Caucasus makes this distinction grammatically. 

In the first edition of The Lord of the Rings, the reading was omentielmo, because at the time –lma was the first person plural inclusive. In later editions it was changed to omentielvo, because the ending –lma was transferred to the first person plural exclusive and –lva became the new inclusive. (See notes to Lett. 205.) That Tolkien devised such a grammatical category shows that he was very well informed about grammatical systems worldwide, and although his invented languages are very European in some ways, he was open to influences from elsewhere. 

But what is primary: the ingenious grammatical feature, or the intriguing sound patterns it produces? Surely what is important is the ebb and flow of musical endings: 
 Et Eärello Endorenna utúlien
Sindanoriello caita mornie i falmalinnar imbe met
Andave laituvalmet
Nai tiruvantes i hárar mahalmassen mi Númen 
 The grammatical devices are there simply to produce this harmonious end result. 

 

4.3. Historical development 

English philology as popularly understood in the Oxford of Tolkien’s day was historical linguistics, regarded as having a rather narrow slant towards Anglo-Saxon sound changes. I don’t think Tolkien discussed this study much, but of course he practised it constantly. When he was an OED lexicographer he wrote etymologies connecting words to their possible roots; through an academic lifetime he continued to investigate the origin and development of word forms; and as a language inventor, of course, he constructed a whole glossary of Elvish words arranged under their roots, showing how the various forms developed in a range of half a dozen languages. 
 In inventing a language he mentions two contrasting processes of word form generation: 
 You may, for instance, construct a pseudo-historical background and deduce the form you have actually decided on from an antecedent and different form (conceived in outline); or you can posit certain tendencies of development and see what sort of form this will produce. [‘A Secret Vice’, in The Monsters and the Critics, p. 211–12]
Tolkien must have used both of them. He clearly at times, and certainly in the early stages of his languages, started from the ‘pseudo-historical background’, i.e. the Legendarium. He ‘decided on’ a form and he deduced it from an antecedent by running the ‘tendencies’—the sound laws and so forth—backwards. Supremely, as he shows (Lett. 297) in the case of the Old English name Éarendel, of uncertain meaning, which, in 1914, he adopted into the incipient Legendarium and adapted as the Qenya name Eärendil. Subsequently he reanalysed it as Eäre + ndil and generated the two roots *AYAR ‘sea’ and *(N)DIL- ‘to love’. 

It is very likely that this occurred in other cases, e.g. the name of Eärendil’s boat Wingilot, taken from Middle English and re-etymologized as from wingë ‘foam’ and lótë ‘flower’. He said ‘To me a name comes first and the story follows’ (Lett. 165) but since almost every name had a meaning, an etymology must also follow, whether from new roots invented for the purpose or conveniently fitting existing roots. Another example is the place name Rohan, which he admits to liking and borrowing as the Sindarin name of the Mark. It needed an etymology: roch ‘horse’ + -and ‘region’. This etymology necessitated two sound laws: medial –ch- is weakened to /h/, and final –nd is simplified to /nn/ and then /n/. 

Although he says relatively little about it, I think that the processes of historical sound change were a further source of Tolkien’s linguistic pleasure. If you catch the bug (or perhaps it is a gene), there is something inexplicably fascinating, and at times rapturous, about the way in which forms in one stage of a language morph into others or diversify into several in daughter languages. 

A highly original set of Elvish sound changes is the one he devised to explain the fact that in some words (series 1) Sindarin initial consonants b-, d-, g- = Quenya v-, l-, zero, while in others (series 2) Sindarin b-, d-, g- = Quenya m-, n-, ng-; e.g. 
(1) Sindarin Balan ‘Power’, Quenya Vala; Sindarin dú ‘night’, Quenya lómë; Sindarin galadh ‘tree’, Quenya alda.
 (2) Sindarin bar ‘dwelling’ (in Bar-en-Danwedh), Quenya mar (in Eldamar); Sindarin dûn ‘west’, Quenya númen; Sindarin Golodh, Quenya Ngoldo. 
Tolkien arranges that in Primitive Elvish, there are two initial consonantal series, (1) B, D, G, and (2) MB, ND, NG; they produce the same outcomes in Sindarin, but quite different ones in Quenya. Series 1 is not really surprising, but series 2 has no parallel in any well-known European language, and rather resembles a feature in some African languages (compare mbira, mbongo, Ndebele, ngege). The divergent development in each language is equally ingenious. Sindarin has ‘strong’ voiced initial consonants in both cases. Quenya ‘softens’ the first series into fricatives and the second into nasals. 

There is a huge array of sound-changes underlying the Elvish languages, some paralleling known language families (e.g. Sindarin vis a vis Welsh) and some entirely original. The ‘Etymologies’ list strings of cognate words exhibiting these sound changes. Tolkien surely enjoyed the devising of these sets of cognates, so absolutely like those in real world languages. Here, I think, was the heart of Tolkien’s aesthetic enjoyment of language. 

 

6. The making, moulding, and marring of languages. 

 The idea that a language can be devised by an agent and that its development can be influenced or directed by its speakers is recurrent within the Legendarium. 

 Most notably, in the case of the Elves. Although for the most part the development of the Elvish languages is described as if directed by impersonal linguistic changes, in ‘Dangweth Pengoloð’ (HME 12, pp. 395–402), Tolkien puts forward an original theory of language change in Elvish. The question it sets out to answer is why, if the Elves do not die and if their memories reach back to past ages, their languages do not remain unchanged. Part of the answer lies in ‘the changefulness of Eä (the created world)’. However, Pengoloð says, the Eldar also for aesthetic reasons alter the sounds of their speech from time to time, in a regular and consistent way. Because they know and are aware of the whole of their language at every moment, they will introduce a sound change throughout the language ‘as a weaver might change a thread from red to blue, either throughout his web, or in such parts thereof as were suitable to the new pattern, but not randomly here and there nor only in one corner’ (p. 399). 

After the shape of the Elvish languages had been fixed by the publication of LR, Tolkien spent much time trying to explain and reconcile words and forms that didn’t quite fit into the overall schema. For example, by making Quenya the ancient ‘Elven Latin’ and Sindarin the developed language of Middle-earth, he had a problem explaining why Primitive Elvish /þ/ remained in the latter but became /s/ in the former; it was the subject of an essay called ‘The Shibboleth of Fëanor’ (HME XII. 332–366). Here he writes: 
The change þ > s must therefore have been a conscious and deliberate change agreed to and accepted by a majority of the Ñoldor, however initiated, after the separation of their dwellings from the Vanyar… The change was a general one, based primarily on phonetic ‘taste’ and theory, but it had not yet become universal. It was attacked by the loremasters, who pointed out that the damage this merging would do in confusing stems and their derivatives that had been distinct in sound and sense had not yet been sufficiently considered. (HME XII. 332–3) 
It’s a long story, but essentially a rift occurs between the Noldor loyal to Fëanor, who maintain /th/ in memory of his mother Míriel Therindë in whose nickname the sound occurs, and those loyal to his father Finwë and his second wife Indis. Hence the use of /þ/ becomes a shibboleth, a test of loyalty, for Fëanor. 

 The key thing to notice that we have a sound change such as has occurred in real world languages    (/þ/ > /s/ has happened in both Latin American Spanish and Yiddish), but with the following differences: 
  1.  it is based on taste—essentially the same mechanism underlying one’s attraction to a language, according to Tolkien 
  2. it is consciously directed to all instances of the phoneme, and 
  3. the loremasters object to it on the ground that words will get confused. 
In the real world, as far as we know, sound changes arise randomly like evolutionary mutations and are not based on anyone’s predilections; they spread by unconscious mechanisms through the phonology of a language, though sometimes they do not reach every corner; and however much the learned, if they notice them at all, object, their establishment is completely irresistible. 

A degree of conscious control is also attributed to the Dwarves in their linguistic history: 
The father-tongue of the Dwarves Aulë himself devised for them… The Dwarves do not gladly teach their tongue to those of alien race; and in use they have made it harsh and intricate… Yet in secret they use their own speech only, and that (it is said) is slow to change; so that even their realms and houses that have been long and far sundered may to this day well understand one another. (HME XI. 205) 
In commenting on the brutality and ugliness of Orkish speech Tolkien points towards similar processes: 
The Orcs had a language of their own, devised for them by the Dark Lord of old, but it was so full of harsh and hideous sounds and vile words that other mouths found it difficult to compass, and few indeed were willing to make the attempt. And these creatures, being filled with all malice and hatred, so that they did not love even their own kind, had soon diversified their barbarous and unwritten speech into as many jargons as there were groups or settlements of Orcs. [‘The Appendix on Languages’ HME XII. 35]  
It is said that they had no language of their own, but took what they could of other tongues and perverted it to their own liking; yet they made only brutal jargons, scarcely sufficient even for their own needs, unless it was for curses and abuse. [LR Appendix F]  
Many indeed of the older tribes, such as those that still lingered in the North and the Misty Mountains, had long used the Westron as their native language, though in such a fashion as to make it hardly less unlovely than Orkish. [LR Appendix F]  
It is said that the Black Speech was devised by Sauron in the Dark Years, and that he had desired to make it the language of all those that served him, but he failed in that purpose. From the Black Speech, however, were derived many of the words that were in the Third Age wide-spread among the Orcs, such as ghâsh ‘fire’, but after the first overthrow of Sauron this language in its ancient form was forgotten by all but the Nazgûl. [LR Appendix F] 
The concepts here are worth examining. First there’s the idea that a being like Sauron can ‘devise’ a language. (Originally, he the Orcs’ language, the later scenario is that Sauron devised the Black Speech for all his servants, but failed to get it adopted by any but the Nazgûl). But equally, it seems that lesser beings can diversify the speech given to them, or take other languages and ‘pervert’ them. 

Then there is the idea that, at least when used by a race as debased and malicious as the orcs, a language, as regards its sound, could be ‘full of harsh and hideous sounds’, unpronounceable by other races, and, as regards its meaning, could be merely ‘barbarous’, a ‘brutal jargon’, ‘perverted’; a jargon that is ‘scarcely sufficient for their own needs’ – i.e. critically lacking in expressiveness, presumably in terms of both lexis and syntax. Useful only ‘for curses and abuse’. 

 

5. Language as music 

Reviewing these areas of language: the sound system alone and the sounds in relation to the vocabulary, the grammar, and the historical development, the thread that I discern running through it all is the primacy in Tolkien’s heart of the heard sound of a language; normally, as an attractive, pleasurable sound; but where malice intervenes, as a harsh, ugly sound: in fact, language as music. Take these two passages from LR: 
The singing now drew nearer. One clear voice rose now above the others. It was singing in the fair elven-tongue, of which Frodo knew only a little, and the others knew nothing. Yet the sound blending with the melody seemed to shape itself in their thought into words which they only partly understood. [LR I. iii. 79] 
At first the beauty of the melodies and of the interwoven words in elven-tongues, even though he understood them little, held him in a spell, as soon as he began to attend to them. Almost it seemed that the words took shape… [LR II. i. 233] 
In both cases the hearers have little or no literal comprehension of the speech they hear, but the sound of it works on their minds to produce shapes: words or visions. Again, in A Secret Vice’, after he has quoted several passages of verse in Elvish, he writes: 
 I may say that such fragments, nor even a constructed whole, do not satisfy all the instincts that go to make poetry. It is no part of this paper to plead that such inventions do so; but that they abstract certain of the pleasures of poetic composition (as far as I understand it), and sharpen them by making them more conscious. It is an attenuated emotion, but may be very piercing—this construction of sounds to give pleasure. The human phonetic system is a small-ranged instrument (compared with music as it has now become); yet it is an instrument, and a delicate one. [‘A Secret Vice’ in The Monsters and the Critics, p. 217–8] 
Very strikingly, Tolkien writes: 
The purely communicative aspect of language—the one that seems usually supposed to be the real germ and original impulse of language. But I doubt this exceedingly; as much as one doubts a poet’s sole object, even primary one, being to talk in a special way to other people. 
He granted that 
the communication factor has been very powerful in directing the development of language; but the more individual and personal factor—pleasure in articulate sound, and in the symbolic use of it, independent of communication though constantly in fact entangled with it—must not be forgotten for a moment. [‘A Secret Vice’ in The Monsters and the Critics, p. 208] 
The idea that the communicative aspect of language might not be the primary aspect one is quite extraordinary and fascinating. 

 

7. Conclusions… 

In modern linguistic theory, no language is inherently better than any other; the relationship between signifier and signified is arbitrary and the same idea can be expressed in innumerable phonetic forms, none apter than another; the development of language is not under the conscious control of speakers of the language, but is controlled by psychomotor and sociolinguistic factors of which they’re largely unaware; grammatical and syntactic usage is also largely unconscious and cannot be altered by so-called ‘rules’; and, of course, ‘giving pleasure’ is not a relevant category to the discussion of a language itself (as opposed to its use in discourse); you can’t say that ‘beauty’ is inherent in the forms or structures of a language. 

 In Tolkien’s writings, we read of the language learner being drawn by the beautiful sound of a language to his or her true ‘native language’. The sounds of a language elegantly and pleasingly fit on to the meanings of the words. A mind devises a language for its creatures to use. These language users vary their language according to their taste, in some cases to make it produce more beautiful sounds, in others to produce ugly, violent, and aggressive utterances. These are the scenarios we seem to visit in Tolkien’s writing about language and language making. Of course, he seems to be saying, language communicates; but this is a subordinate purpose. Rather, like the primeval gods in ‘The Music of the Ainur’, the ultimate purpose of the speaking peoples in using language is to make beautiful music.

Note that:

  1. This topic is investigated in Dr Dimitra Fimi’s book, Tolkien, Race and Cultural History (Palgrave Macmillan, 2008) (see  especially chapter 3: ‘“Linguistic Aesthetic”: Sounds, Meaning and the Pursuit of Beauty’), which I had not read before giving this talk.
  2. An extended edition of ‘A Secret Vice’, co-edited by Dr Dimitra Fimi and Dr Andrew Higgins, is due to be published in a few days (7th April). It includes a hitherto unpublished essay by Tolkien on ‘Phonetic Symbolism’.


References. 

Works by Tolkien: 
The Lord of the Rings. References are to ‘LR’ followed by the book and chapter number (i.e. books I to VI of the complete work, not the three named volumes). 
The History of Middle Earth (12 volumes). References are to ‘HME’ followed by volume and page. 
Letters of J. R. R. Tolkien. References in the text are to Lett., generally followed by the letter number rather than the page number. 
‘English and Welsh’, in The Monsters and the Critics 
‘A Secret Vice’, in The Monsters and the Critics 
‘Valedictory Address to the University of Oxford’, in The Monsters and the Critics 
The Monsters and the Critics and other Essays. Edited by Christopher Tolkien. London: George Allen & Unwin. 1983
Other works: 
K. Bosley 1989. The Kalevala. Oxford: World’s Classics. 
Risto Pottonen, ed. 2008. Kalevala suomeksi Helsinki: Books on Demand GmbH. 
Peter Rickard, 1992. The French Language in the Seventeenth Century. Cambridge: D. S. Brewer. 
E. S. C. Weiner and Jeremy Marshall ‘Tolkien’s Invented Languages’ in Michael Adams, 2011. From Elvish to Klingon. Oxford: OUP.